Nex Systems
Person

ARI DAVID PACE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/06/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008013190201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ari David Pace, Respondent CRD No. 2991826 Pursuant to Rule 9216 of FINRA Code of Procedure, Respondent, Ari David Pace (Pace) submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,

    Reference 2008013190201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2991826

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