CANDICE E. HALL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/06/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007008809001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Candice E. Hall, Respondent Investment Company and Variable Contracts Products Representative [CRD No. 5197124] Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Candice E. Hall submits this Letter of Acceptance, Waiver and Consent ("AWC") for
Reference 2007008809001finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	5197124

Other names1

Also known as1

CANDICE ELICIA HALL

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