PETER G. CANONICO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/29/2007: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006005020701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Peter G, Canonico, Respondent Limited Representative - Investment Company and Variable Contracts Products CRD No. 1680294 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of
Reference 2006005020701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1680294

Other names1

Also known as1

PETER GUY CANONICO

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