WILLIAM D. BUCCI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/24/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. William D. Bucci CRD No. 114019 Respondent. Disciplinary Proceeding No. 2012032571701 Hearing Officer: Andrew Perkins ORDER ACCEPTING OFFER OF SETTLEMENT Date: September 24, 2013 INTRODUCTION Disciplinary Proceeding No. 2012032571701 was filed on August 5, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
Reference 2012032571701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1140193

Other names1

Also known as1

WILLIAM DANIEL BUCCI

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