Nex Systems
Person

BENJAMIN S JOHNSON

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/06/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017053315701 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Benjamin S. Johnson, Respondent Investment Company and Variable Contracts Products Representative CRD No. 5742748 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Benjamin S. Johnson ("Johnson" or "Respondent"), submit this Letter of Acceptance, Waiver and

    Reference 2017053315701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5742748

Other names1

Also known as1

Benjamin S. Johnson

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