Nex Systems
Person

Sebastian Jimenez

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051705702 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Sebastian Jimenez, Respondent General Securities Representative CRD No. 4427855 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Sebastian Jimenez (“Jimenez” or “Respondent”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule

    Reference 2016051705702data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4427855

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.