Nex Systems
Person

EMANUEL VINEA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/28/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045183002 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Emanuel Vinea, Respondent Limited Representative - Investment Banking CRD No. 4718757 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Emanuel Vinea ("Vinea" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2015045183002data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4718757

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