ARTHUR KHOTINSKIY
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ARTHUR KHOTINSKIY (CRD No. 5551101), Respondent. Disciplinary Proceeding No. 20090174728-01 Hearing Officer - MC DEFAULT DECISION August 9,2010 Respondent engaged in improper bank transactions in violation of NASD Conduct Rule 2110 and FINRA Conduct Rule 2010. Respondent also failed to respond in any manner to requests for inform
Reference 2009017472801data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5551101 |
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