JAZMIN CASTANO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/28/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031719401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jazmin Marie Castano, Respondent Associated Person / Investment Company and Variable Contracts Products Representative CRD No. 6015249 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Jazmin Marie Castano submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2012031719401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6015249

Other names1

Also known as1

JAZMIN MARIE CASTANO

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