ASHLEY L. ROBINSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/18/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012030565001 and 20130360548 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ashley L Robinson, Respondent General Securities Representative CRD No. 5925998 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Ashley L Robinson (Robinson or Respondent), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2012030565001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5925998

Other names1

Also known as1

ASHLEY LYNN ROBINSON

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