Nex Systems
Person

WILLIAM PATRICK LENTELL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/19/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013035506801 TO: Department of Enforcement Financial lndustry Regulatory Authority ("FINRA") RE: William Patrick Lentell, Respondent General Securities Representative CRD No. 2136035 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, William Patrick Lentell ("Respondent"), submit this Letter ofAcceptance, Waiver and Consent (''AWC') for the purpose of proposing a settlement of the alleged rule violations

    Reference 2013035506801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2136035

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