Nex Systems
Person

GARY JOHN BASRALIAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/20/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056769401 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Gary J. Basralian, Respondent Former Registered Representative CRD No. 14385 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2017056769401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number14385

Other names1

Also known as1

Gary J. Basralian

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