ORLANDO AFDON MONTOYA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/11/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038128901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Orlando Afdon Montoya, Respondent lnvestment Company Products/Variable Contracts Representative CRD No. 5881105 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the
Reference 2013038128901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5881105

Other names1

Also known as1

ORLANDO AFDON MONTOYA, JR

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