WOODLEY H. BAGWELL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/26/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C05050029 TO: Department of Enforcement NASD RE: Morgan Keegan & Company, Inc., Respondent [CRD No. 4161] and Woodley H. Bagwell, Respondent General Securities Sales Supervisor, General Securities Principal, and General Securities Representative [CRD No. 10084] and George E. Bagwell, III, Respondent General Securities Sales Supervisor, General Securities Principal, and General Securities Representative [CRD No. 10078]
Reference C05050029data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	10084

Other names1

Also known as1

WOODLEY HANNON BAGWELL

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