John Clifford Park
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/25/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019064202601 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Clifford Park, Respondent Former Registered Representative CRD No. 5864589 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent John Clifford Park ("Park") submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064202601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5864589 |
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