Bryan Noonan
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/24/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081517201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bryan Noonan (Respondent) General Securities Representative CRD No. 4864372 Pursuant to FINRA Rule 9216, Respondent Bryan Noonan submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2024081517201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4864372 |
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