ROBERT JOSEPH STRANSKY, JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/12/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2022074703301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert J. Stransky (Respondent) Former Investment Company Shares and Variable Contracts Principal CRD No. 4984028 Pursuant to FINRA Rule 9216, Respondent Robert J. Stransky submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022074703301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4984028 |
Other names1
Also known as1
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