XAVIER R ENDRESS

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/03/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013039046302 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Xavier R. Endress, Respondent Registered Representative CRD No. 5466273 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Xavier R. Endress, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the
Reference 2013039046302data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5466273

Other names1

Also known as1

XAVIER R. ENDRESS

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