HEEDO HAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/12/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041726701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Heedo Han (also known as Joshua Han), Respondent Former Investment Company and Variable Contracts Products Representative CRD No. 2302622 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Heedo Han also known as Joshua Han ("Han"), submit this
Reference 2014041726701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2302622

Other names1

Also known as1

JOSHUA HAN

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