Nex Systems
Person

TIMOTHY M. MARTIN

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/31/2006: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. TIMOTHY M. MARTIN Investment Company Variable Contracts Representative Respondent. Disciplinary Proceeding No.E8A2004045401 Hearing Officer Sharon Witherspoon ORDER ACCEPTING OFFER OF SETTLEMENT Date; January 31, 2006 INTRODUCTION Disciplinary Proceeding No. E8A20040454-01 was filed on November 23, 2005 by the Department of Enforcement of NASD ("Complainant"). Respondent Timothy M. Martin ("Respondent Martin") submitted an Offer of

    Reference E8A2004045401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2250279

Other names1

Also known as1

TIMOTHY MERRIL MARTIN

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.