HSBC Holdings PLC

Regulator action

United Kingdom. Named in 3 sanctions listings.

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Sanctions and listings3

Effective
11 Dec 2012
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty $165,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
29 Sep 2017
Ended
18 Aug 2023
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $175,296,000 and cease and desist order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
11 Dec 2012
Ended
26 Aug 2022
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents2

Federal Reserve Board fines HSBC Holdings plc and HSBC North America Holdings Inc. $175 million for unsafe and unsound practices in FX trading
2017-09-29
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20170929a.htm
Federal Reserve Board issues consent cease and desist order, and assesses civil money penalty against HSBC Holdings PLC and HSBC North America Holdings, Inc.
2012-12-11
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20121211b.htm

Addresses1

London, United Kingdom

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