Nex Systems
Person

Joseph Kortei Clottey

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/19/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016050900001 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Joseph Kortei Clottey Former General Securities Representative CRD No. 2764976 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing

    Reference 2016050900001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2764976

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