Nex Systems
Person

Donna Jean Hines

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/08/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070010301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Donna Jean Hines (Respondent) Former General Securities Representative CRD No. 4275524 Pursuant to FINRA Rule 9216, Respondent Donna Jean Hines submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the

    Reference 2021070010301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4275524

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