Nex Systems
Person

STEVEN J. CORZAN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    01/09/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. STEVEN J. CORZAN (CRD No. 4426114) Respondent. DISCIPLINARY PROCEEDING No. 2009018768501 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: January 9, 2013 INTRODUCTION Disciplinary Proceeding No. 2009018768501 was filed on July 19, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Steven J. Corzan submitted an Offer

    Reference 2009018768501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4426114

Other names1

Also known as1

STEVEN JOSEPH CORZAN

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