DEBORAH S USITALO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/22/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020417201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Deborah S. Usitaio, Respondent CRD No. 2985766 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Deborah S. Usitaio ("Usitaio" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged
Reference 2009020417201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2985766

Other names1

Also known as1

DEBORAH SUSAN USITALO

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