Jeffrey Scott Nimmow
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/10/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057522001 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Scott Nimmow, Respondent Former Investment Company Shares/Variable Contracts Representative CRD No. 2693601 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Jeffrey Scott Nimmow (“Respondent” or “Nimmow”) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations
Reference 2018057522001finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2693601 |
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