Nex Systems
Person

SM IMAZE HASNAIN

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/18/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015048201301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: SM Tmaze Hasnain, Respondent Registered Representative CRD No. 5546563 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, SM Imaze Hasnain, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged

    Reference 2015048201301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5546563

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