CHARLES LEE GALLAMORE
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/17/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008011629601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles Lee Gallamore, Respondent General Securities Principal CRD No. 2443271 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Charles Lee Gallamore "Gallamore" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2008011629601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2443271 |
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