RONALD HARRIS SIROTA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/31/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009050501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Ronald Sirota, Respondent Investment Company Products/Variable Contracts Principal; Investment Company Products/Variable Contracts Representative (CRD No. 872341) Pursuant to NASD Rule 9216 of FINRA's Code
Reference 2007009050501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	872341

Other names1

Also known as1

RONALD SIROTA

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