Nex Systems
Person

AURIC D ZYGALA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/20/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016783401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Auric D, Zygala, Respondent CRD No. 3135565 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Auric D. Zygala ("1," "Zygala" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for fee purpose of proposing a

    Reference 2009016783401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3135565

Other names1

Also known as1

AURIC D. ZYGALA

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