Peter Little

Regulator action

Named in 2 sanctions listings.

Sanctions and listings2

Effective
21 Apr 2021
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order, Civil Money Penalty
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
16 Feb 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Notice of Intent
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents2

Federal Reserve Board seeking to impose a $487,500 fine on former Barclays Bank PLC employee and permanently bar him from the banking industry
2018-02-16
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20180216a.htm
Federal Reserve Board issues enforcement actions with former employee of Barclays Bank PLC and former employee of Texas Community Bank
2021-04-29
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20210429a.htm

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