Nex Systems
Person

DOUGLAS WAYNE STUDER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/19/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015047609101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Douglas Wayne Studer, Respondent General Securities Representative CRD No. 4440047 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, 1, Douglas Wayne Studer ("Studer" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2015047609101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4440047

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