OSI TREVOR ISAACS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/25/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. OSI TREVOR ISAACS CRD No. 2724629), Respondent. Disciplinary Proceeding No. 2011030031502 Hearing Officer - MC DEFAULT DECISION April 25, 2013 Respondent Osi Trevor Isaacs is barred from associating with any FINRA member firm in any capacity for violating FINRA Rules 8210 and 2010 by (i) failing to respond timely to two Rule 8210 requests, and (ii) failing to respond in any manner to an
Reference 2011030031502data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2724629 |
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