Nex Systems
Person

ANITA CAROL CORDILL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/17/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007010637101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anita Carol Cordill, Respondent General Securities Representative CRD No. 852565 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, Anita Carol Cordill ("Cordill" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2007010637101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number852565

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