Maurice Elyezer Bensoussan
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/29/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012031480701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Maurice Elyezer Bensoussan, Respondent Former Associated Person (CRD No. 5581873) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Maurice Elyezer Bensoussan ("Bensoussan") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2012031480701data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5581873 |
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