Nex Systems
Person

LAURA ANNE DUDEK

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/14/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012032011101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Laura Anne Dudek, Respondent Non-Registered Fingerprint Individual CRD No. 5392967 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Laura Anne Dudek ("Dudek"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2012032011101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5392967

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.