Willnard Edwrence Love
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/07/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Disciplinary Proceeding No. 2023077854301 Department of Enforcement, Complainant, v. Willnard Love, CRD No. 7422353, Respondent. COMPLAINT The Department of Enforcement alleges: SUMMARY In January 2023, Willnard Love falsely told his firm, Northwestern Mutual Investment Services, LLC (“Northwestern” or the “firm”), that he had received a passing exam score report on the FINRA Securities Industry Essentials (“SIE”) exam when he had, in fact, failed.
07/25/2025: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. WILLNARD LOVE (CRD No. 7422353), Respondent. Disciplinary Proceeding No. 2023077854301 Hearing Officer–MC HEARING PANEL DECISION July 25, 2025 Respondent Willnard Love is barred from associating with any FINRA member firm in any capacity for making false and misleading statements and submitting a falsified examination score report to his firm. Respondent is also ordered to pay costs.
Reference 2023077854301data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7422353 |
Other names1
Also known as1
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