Nex Systems
Person

MARK ELLIOTT TAYLOR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070106272 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Mark Elliott Taylor, Respondent General Securities Representative CRD No. 4077041 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Mark Elliott Taylor, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violation described below. This AWC is

    Reference 2007010627201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4077014

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