David Joseph Campanella
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/14/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071402501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: David Joseph Campanella (Respondent) Former General Securities Principal and Former General Securities Representative CRD No. 4801465 Pursuant to FINRA Rule 9216, Respondent David Joseph Campanella submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2021071402501finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4801465 |
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