JAMES R. SCHAEDLER JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/29/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016048560401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA'") RE: James R Schaedler, Jr., Respondent ("Schaedler") General Securities Representative CRD No. 4264512 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, James R. Schaedler, Jr., submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose
Reference 2016048560401data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4264512 |
Other names1
Also known as1
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