Nex Systems
Person

JEREMY B. SHANKSTER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/11/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JEREMY B. SHANKSTER (CRD No. 2887067), Respondent. Disciplinary Proceeding No. 2009016927501 Hearing Officer-LBB DEFAULT DECISION March 11, 2011 Respondent Jeremy B. Shankster is barred from associating with any FINRA member in any capacity for failing to provide documents and information, in violation of FINRA Procedural Rule 8210 and FINRA Conduct Rule 2010. In light of the bar, no

    Reference 2009016927501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2887067

Other names1

Also known as1

JEREMY BLAKE SHANKSTER

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