MICHAEL A. DAGNAN

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/15/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL A. DAGNAN (CRD No. 4060750) Respondent. Disciplinary Proceeding No. 2008015585001 Hearing Officer - LBB DEFAULT DECISION March 15,2011 Respondent Michael A. Dagnan is barred from associating with any FINRA member in any capacity for failing to provide information in response to a request from FINRA, in violation of FINRA Procedural Rule 8210 and FINRA Conduct Rule 2010. Appearances For
Reference 2008015585001data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4060750

Other names1

Also known as1

MICHAEL ASHER DAGNAN

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