LENA MICHELLE ALTMAN

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/17/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY Letter of Acceptance, Waiver and Consent No.2008015076001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Lena Altman Limited Representative CRD NO. 1826803 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Lena Altman ("Altman") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2008015076001finra.org data-portal.finra.org
Effective
23 Apr 2010
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Section 19 Letters
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Identifiers1

Identifier	Number
ID number	5547881

Supporting documents1

Untitled document
https://www.federalreserve.gov/boarddocs/legaldevelopments/ordersother/section19/2010/20100423.pdf

Other names1

Also known as1

Lena Altman

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