Nex Systems
Person

FABRIZIO DULCETTI NEVES

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/05/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022515501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Fabrizio Dulcetti Neves, Respondent General Securities Representative Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Fabrizio Dulcetti Neves, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted

    Reference 2010022515501data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3244955

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