DANIEL RICARDO COLON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/12/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043421201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Daniel R. Colon, Respondent Investment Company Products/Variable Contracts Limited Representative CRD No. 6107260 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Daniel R. Colon ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2014043421201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	6107260

Other names1

Also known as1

Daniel R. Colon

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