Nex Systems
Person

GLEN WILLIAM ALBANESE

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/26/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Glen William Albanese (CRD No. 2662411), Respondent. Disciplinary Proceeding No. 2011026992101 Hearing Officer: Anne W. Larkin ORDER ACCEPTING OFFER OF SETTLEMENT Date: November 26, 2012 INTRODUCTION Disciplinary Proceeding No. 2011026992101 was filed on September 27, 2012, by the Department of Enforcement ("Enforcement") of the Financial Industry Regulatory Authority ("FINRA") ("Complainant").

    Reference 2011026992101data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2662411

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