Jeffrey Travis Drost
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/27/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021071218701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jeffrey Travis Drost (Respondent) Former General Securities Representative CRD No. 4489021 Pursuant to FINRA Rule 9216, Respondent Jeffrey Travis Drost submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2021071218701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4489021 |
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