Nex Systems
Person

Michael Anthony Bastardi

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    05/24/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018059770401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Anthony Bastardi, Respondent CRD No. 6015424 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Anthony Bastardi ("Respondent" or "Bastardi") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2018059770401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number6015424

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