Alexander Vesneske
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/20/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068377301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Alexander Vesneske (Respondent) Former General Securities Representative and Former Private Securities Offering Representative CRD No. 6156226 Pursuant to FINRA Rule 9216, Respondent Alexander Vesneske submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020068377301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6156226 |
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