Anne McCutcheon Crivelli
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/12/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2020068267501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Anne McCutcheon Crivelli Former Associated Person CRD No. 7038473 Pursuant to FINRA Rule 9216, Respondent Anne Crivelli submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that,
Reference 2020068267501data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 7038473 |
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